Unclaimed
Adrienne Yost Hart is an investment professional with over 30 years of experience in the financial services industry. Adrienne holds a variety of licenses and certifications, including Series 7, 24, 53, 27, 63, and 65, as well as SIE and Series 99TO. Adrienne has been active in the financial services industry since October 3, 1993, and has held positions at several firms. Adrienne is currently registered with Tangent Capital Partners, LLC and Orchard Securities, LLC. Adrienne is a Registered Principal and is able to provide investment advice and services to clients in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
10/02/2023 - Present
Tangent Capital Partners, LLC (Short Hills NJ)
PA
04/29/2010 - 09/05/2014
FS2 CAPITAL PARTNERS, LLC (PHILADELPHIA PA)
PA
10/05/2001 - 07/31/2009
SOVEREIGN SECURITIES CORPORATION, LLC (PHILADELPHIA PA)
MO
06/24/1991 - 06/02/1998
FIRST CLEARING CORPORATION (ST. LOUIS MO)
NA
05/20/1986 - 09/29/1988
WM SWORD & CO. INCORPORATED
BC
Issued 09/14/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/18/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/1998
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/06/1995
Series 4 - Registered Options Principal Examination
BC
Issued 08/29/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/30/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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