Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adrienne? Claim Your ProfileAdrienne Nicole Franklin has been in the financial industry for over 20 years. Currently, Adrienne is a registered representative with Marex Capital Markets Inc., where she has worked since December 2023. Previously, Adrienne was a registered representative with Cowen and Company, Shoreline Trading Group LLC, and Goldman Sachs Execution & Clearing, L.P. Adrienne holds her Series 7, 24, 63, 99TO, and SIE licenses and is licensed in 5 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/05/2023 - Present
Marex Capital Markets Inc. (NEW YORK NY)
NY
08/23/2021 - 12/12/2023
COWEN AND COMPANY (NEW YORK NY)
NY
08/02/2012 - 02/10/2022
COWEN PRIME SERVICES LLC (GARDEN CITY NY)
NY
09/16/2009 - 01/02/2013
SHORELINE TRADING GROUP LLC (NEW YORK NY)
NJ
11/10/2000 - 10/06/2009
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (JERSEY CITY NJ)
BC
Issued 09/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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