Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adrienne? Claim Your ProfileAdrienne K Tam is a financial professional with over 27 years of experience in the industry. Adrienne has been registered with the Securities and Exchange Commission (SEC) since 1993. Adrienne has held numerous roles at various firms including JMP Securities LLC, Merriman Capital, Inc., Pacific Growth Equities, LLC, Thomas Weisel Partners LLC, Robertson Stephens, Inc., Montgomery Securities, and SBCI Swiss Bank Corporation Investment Banking Inc. Adrienne's most recent role is as a Registered Representative with Btig, LLC. Adrienne's primary office location is in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/20/2023 - Present
Btig, LLC (SAN FRANCISCO CA)
CA
01/17/2012 - 03/10/2023
JMP SECURITIES LLC (SAN FRANCISCO CA)
NY
03/09/2010 - 01/31/2012
MERRIMAN CAPITAL, INC. (NEW YORK NY)
CA
09/23/2008 - 03/02/2010
JMP SECURITIES LLC (SAN FRANCISCO CA)
CA
05/07/2007 - 09/19/2008
PACIFIC GROWTH EQUITIES, LLC (SAN FRANCISCO CA)
CA
09/17/2003 - 05/07/2007
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CA
05/05/1999 - 08/19/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
CA
08/18/1994 - 06/02/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
08/30/1993 - 07/08/1994
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC. (NEW YORK NY)
CA
04/13/1993 - 09/01/1993
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BC
Issued 08/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/12/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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