Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adrienne? Claim Your ProfileAdrienne Rothstein-grace is a financial advisor with over 20 years of experience. Adrienne has been a registered representative with Next Financial Group, Inc. since 2021. Adrienne has previously worked at CADARET, GRANT & CO., INC., MML INVESTORS SERVICES, LLC, METLIFE SECURITIES INC., HSBC SECURITIES (USA) INC., M&T SECURITIES, INC., CITICORP INVESTMENT SERVICES, and SECURITIES AMERICA, INC.. Adrienne is a Certified Financial Planner and holds Series 7, 24, 63, and 65 licenses. Adrienne specializes in financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
NY
03/05/2021 - Present
Next Financial Group, Inc. (WILLIAMSVILLE NY)
NY
01/10/2014 - 02/12/2021
CADARET, GRANT & CO., INC. (Amherst NY)
NY
09/14/2010 - 02/04/2014
MML INVESTORS SERVICES, LLC (AMHERST NY)
NY
11/12/2008 - 08/12/2010
METLIFE SECURITIES INC. (WILLIAMSVILLE NY)
NY
07/25/2007 - 11/20/2008
HSBC SECURITIES (USA) INC. (BUFFALO NY)
NY
07/03/2006 - 07/10/2007
M&T SECURITIES, INC. (WILLIAMSVILLE NY)
NY
12/09/1997 - 07/03/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NE
08/19/1997 - 12/02/1997
SECURITIES AMERICA, INC. (LAVISTA NE)
IA
Issued 09/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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