Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adriel? Claim Your ProfileAdriel Gaines is an Investment Advisor Representative (IAR) with Osaic Advisory Services, LLC. Adriel is a licensed securities professional with over 25 years of experience in the financial services industry. Adriel holds the Series 6, 7, 63, and 65 licenses as well as the Securities Industry Essentials (SIE) designation. Adriel has worked with a variety of firms during the career including Securities America, Inc., KMS Financial Services, Inc., Cetera Advisors LLC and Pacific West Securities, Inc. Adriel is committed to providing clients with personalized financial planning and investment advice. Adriel specializes in working with individuals, families, businesses, and charitable organizations. Adriel's goal is to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
11/08/2024 - Present
Osaic Advisory Services, LLC (ATLANTA GA)
OR
11/06/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Springfield OR)
OR
08/01/2019 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (Springfield OR)
OR
02/28/2012 - 08/07/2019
CETERA ADVISORS LLC (SPRINGFIELD OR)
OR
11/01/2010 - 02/28/2012
PACIFIC WEST SECURITIES, INC. (SPRINGFIELD OR)
OR
06/01/2009 - 12/14/2009
MORGAN STANLEY SMITH BARNEY (EUGENE OR)
OR
12/05/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (EUGENE OR)
OR
04/28/2004 - 12/10/2008
STRAND, ATKINSON, WILLIAMS & YORK, INC. (EUGENE OR)
CA
06/20/2000 - 04/16/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NJ
09/30/1997 - 06/07/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 04/25/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/28/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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