Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adriane? Claim Your ProfileAdriane Lim is a registered representative with Wells Fargo Securities, LLC. Adriane Lim is registered in 53 states and the District of Columbia. Adriane Lim has a Series 79TO, Series 63 and SIE license. Adriane Lim has been in the industry since December 6, 2023 and is based out of the Irvine, CA office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
12/07/2023 - Present
Wells Fargo Securities, LLC (Irvine CA)
BC
Issued 01/06/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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