Unclaimed
Adriana Vicencioroman is a financial professional with experience in the financial services industry. Adriana has been registered as an investment advisor representative with Empower Financial Services, Inc. since 2023. Adriana previously worked as a financial professional with MML Investors Services, LLC. Adriana holds the Series 63, Series 26, Series 6TO, and SIE licenses. Adriana is currently registered to sell securities in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
03/17/2023 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
AZ
01/04/2021 - 11/30/2022
EMPOWER FINANCIAL SERVICES, INC. (PHOENIX AZ)
AZ
08/19/2019 - 01/04/2021
MML INVESTORS SERVICES, LLC (PHOENIX AZ)
BC
Issued 04/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/19/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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