Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adriana? Claim Your ProfileAdriana Vargas is a financial advisor with Mesirow Financial, Inc. Adriana has been in the financial services industry since 2005. Adriana holds the Series 7, Series 63, Series 79TO, and SIE licenses. Adriana has been registered with the state of Illinois since May 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
05/07/2014 - Present
Mesirow Financial, Inc. (CHICAGO IL)
IL
05/19/2008 - 08/06/2013
DUNCAN-WILLIAMS, INC. (CHICAGO IL)
IL
01/11/2005 - 01/31/2008
POPULAR SECURITIES, INC. (CHICAGO IL)
NY
10/19/2004 - 01/07/2005
SAMUEL A RAMIREZ & CO., INC. (NEW YORK NY)
BC
Issued 05/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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