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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adriana? Claim Your ProfileAdriana Santoni is a financial advisor with over 20 years of experience in the industry. Adriana is currently registered with Morgan Stanley and has been with the firm since March 2016. Before that, Adriana worked at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Adriana is licensed to provide investment advice in a number of states, including Texas, California, Florida, New York, and more. She holds several licenses and certifications, including Series 7, Series 31, Series 63, and Series 65. Adriana is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
03/07/2016 - Present
Morgan Stanley (Houston TX)
TX
12/15/2015 - 03/11/2016
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
TX
10/08/1999 - 12/17/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
NJ
02/14/1997 - 10/01/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
TX
12/06/1996 - 02/21/1997
STERLING SMITH CORPORATION (HOUSTON TX)
IA
Issued 04/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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