Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adriana? Claim Your ProfileAdriana Serna is a financial professional with over 18 years of experience in the financial services industry. Adriana has held positions at several reputable firms including Morgan Stanley, UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and J.P. Morgan Securities LLC, her current employer. Adriana's experience spans across various aspects of financial advising, including portfolio management for individuals and businesses, financial planning, pension consulting, and selection of other advisers. She has a broad range of expertise in providing investment advice and guidance to a diverse clientele.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
08/01/2024 - Present
J.p. Morgan Securities LLC (Boston MA)
IL
08/04/2021 - 09/21/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NORTHBROOK IL)
IL
09/14/2017 - 07/23/2021
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
MI
08/24/2012 - 08/14/2017
MORGAN STANLEY (BLOOMFIELD HILLS MI)
DC
02/18/2009 - 10/10/2011
UBS FINANCIAL SERVICES INC. (WASHINGTON DC)
DC
11/26/2008 - 02/17/2009
MORGAN STANLEY & CO. INCORPORATED (WASHINGTON DC)
VA
07/28/2008 - 11/03/2008
RE INVESTMENT CORPORATION (ARLINGTON VA)
IL
03/28/2007 - 06/16/2008
MORGAN STANLEY & CO. INCORPORATED (CHICAGO IL)
IL
07/31/2006 - 02/22/2007
HARRIS INVESTOR SERVICES, INC. (CHICAGO IL)
IL
05/04/2004 - 08/10/2006
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
BOTH
Issued 09/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2023
Series 4 - Registered Options Principal Examination
BC
Issued 03/31/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/01/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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