Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adriana? Claim Your ProfileAdriana Sormani is a financial advisor currently associated with Raymond James & Associates, Inc. Adriana has been in the financial industry since August 8, 2000. Prior to Raymond James & Associates, Inc., Adriana was associated with UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Investment Services, Inc. Adriana is registered with FINRA and has passed the Series 7, Series 66 and SIE exams. Adriana specializes in portfolio management for individuals and businesses, financial planning, and pension consulting. Adriana also provides educational seminars and selection of other advisers. Adriana has experience working with high-net-worth individuals, corporations or other businesses, pension and profit sharing plans, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/04/2019 - Present
Raymond James & Associates, Inc. (TAMPA FL)
IL
06/30/2011 - 09/12/2019
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
10/23/2009 - 07/05/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAKE FOREST IL)
IL
02/28/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LAKE FOREST IL)
NY
08/08/2000 - 03/03/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/09/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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