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Adriana M Bastos-randall

Fifth Third Securities, Inc.

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About Adriana M Bastos-randall

Adriana Bastos-randall is a registered Investment Advisor Representative with Fifth Third Securities, Inc.. Adriana has been in the financial services industry since June 7, 2000. Prior to joining Fifth Third Securities, Inc., Adriana was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated, Raymond James & Associates, Inc., McDonald Partners LLC, Wells Fargo Funds Distributor, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Ferris, Baker Watts Incorporated, Ladenburg, Thalmann & Co., Inc., John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company and PaineWebber Incorporated. Adriana is registered to provide investment advisory services in Colorado, Florida, Kentucky, Michigan and Ohio. Adriana specializes in portfolio management for individuals and businesses, and financial planning.

Firm Information

Adriana Bastos-randall is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

28300 CHAGRIN BOULEVARD

WOODMERE, OH 44122

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Adriana Bastos-randall’s Registration & Firm History

OH

07/07/2022 - Present

Fifth Third Securities, Inc. (WOODMERE OH)

OH

06/25/2021 - 06/28/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AKRON OH)

OH

04/09/2018 - 08/02/2019

RAYMOND JAMES & ASSOCIATES, INC. (BEACHWOOD OH)

OH

04/28/2008 - 04/09/2018

MCDONALD PARTNERS LLC (CLEVELAND OH)

WI

03/08/2007 - 10/25/2007

WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)

WI

02/26/2004 - 08/09/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MILWAUKEE WI)

MD

04/30/2001 - 02/23/2004

FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)

NY

02/12/1998 - 05/15/2001

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

MA

02/14/1997 - 09/19/1997

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

02/14/1997 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

NJ

07/10/1996 - 08/09/1996

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 3/4/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/20/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 8/13/2018

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 6/2/2018

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/9/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adriana M Bastos-randall.
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