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Adriana Judith Kong romero

Bofa Securities, Inc.

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About Adriana Judith Kong romero

Adriana Kong romero is a registered representative with Bofa Securities, Inc. Adriana has been in the securities industry for more than 20 years. Adriana is licensed to sell securities in Arizona, California and New Mexico. Adriana is also registered with the Financial Industry Regulatory Authority (FINRA). Prior to joining Bofa Securities, Inc. Adriana worked for BANC OF AMERICA INVESTMENT SERVICES, INC.

Firm Information

Adriana Kong romero is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Adriana Kong romero’s Registration & Firm History

NV

09/13/2021 - Present

Bofa Securities, Inc. (LAS VEGAS NV)

AZ

04/27/2004 - 08/16/2006

BANC OF AMERICA INVESTMENT SERVICES, INC. (TUCSON AZ)

MA

08/02/2001 - 08/20/2002

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 10/07/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/21/2022

Series 24 - General Securities Principal Examination

BC

Issued 09/13/2021

Series 7TO - General Securities Representative Examination

BC

Issued 06/28/2021

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Adriana Judith Kong romero.
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