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Adriana Garcia

Allaria Securities, LLC

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About Adriana Garcia

Adriana Garcia is a licensed financial professional with Allaria Securities, LLC. Adriana's career in the financial services industry spans over 8 years. Adriana has experience working with a range of clients and has held positions at Raymond James & Associates, Inc. and EFG Capital International. Adriana is a licensed Series 99 and SIE exam holder.

Firm Information

Adriana Garcia is currently registered with Allaria Securities, LLC. Allaria Securities, LLC is a Limited Liability Company formed in November 2016. The firm is registered in nine states: California, Colorado, Connecticut, Florida, Iowa, Massachusetts, New Mexico, New York, and Texas. Allaria Securities, LLC also holds one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adriana Garcia’s Registration & Firm History

FL

06/09/2022 - Present

Allaria Securities, LLC (MIAMI FL)

FL

08/06/2020 - 05/03/2022

RAYMOND JAMES & ASSOCIATES, INC. (Miami FL)

FL

08/10/2013 - 10/25/2019

EFG CAPITAL INTERNATIONAL (MIAMI FL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2013

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Adriana Garcia. Review regulatory record here.
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