Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adriana? Claim Your ProfileAdriana Frazier is an investment advisor representative with over 28 years of experience in the financial industry. Adriana has been with Raymond James & Associates, Inc. since 2013. Prior to that, Adriana worked at a number of other firms, including Loop Capital Markets LLC, D.A. Davidson & Co., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Adriana holds Series 7, 63, and 65 licenses. Adriana's firm, Raymond James & Associates, Inc. is a large financial services firm with over 7,700 registered representatives and over $433 billion in assets under management. Adriana specializes in providing financial advice to a variety of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/09/2023 - Present
Raymond James & Associates, Inc. (Oakbrook Terrace IL)
IL
08/08/2005 - 11/13/2013
M. R. BEAL & COMPANY (CHICAGO IL)
IL
04/20/2004 - 08/11/2005
LOOP CAPITAL MARKETS LLC (CHICAGO IL)
MT
08/30/2001 - 05/06/2003
D.A. DAVIDSON & CO. (GREAT FALLS MT)
NY
04/14/1994 - 02/15/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/19/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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