Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adrian? Claim Your ProfileAdrian Victor Balderrama is a financial professional with over 12 years of experience in the financial services industry. Adrian is currently registered with RBC Capital Markets, LLC and has been with the firm since July 2018. Prior to joining RBC Capital Markets, LLC, Adrian worked for WELLS FARGO SECURITIES, LLC from October 2010 to May 2018. Adrian holds multiple securities licenses including Series 7, 24, 52, 53, 63, and 79. Adrian is registered to provide investment advice in Arizona and Massachusetts. Adrian specializes in providing financial and investment advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
07/20/2018 - Present
RBC Capital Markets, LLC (PHOENIX AZ)
AZ
10/11/2010 - 05/29/2018
WELLS FARGO SECURITIES, LLC (PHOENIX AZ)
BC
Issued 02/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2019
Series 24 - General Securities Principal Examination
BC
Issued 11/28/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Adrian Balderrama is the right advisor for you? Invested Better is here to help.
