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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adrian? Claim Your ProfileAdrian Vega is a financial advisor with Wells Fargo Advisors Financial Network, LLC in St. Louis, MO. Adrian has been in the financial services industry since 2006 and has a strong track record of success. Adrian is registered with FINRA and holds several industry certifications. Adrian is committed to providing clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
05/06/2024 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
12/07/2009 - 12/16/2013
FIRST CLEARING, LLC (ST. LOUIS MO)
TX
04/02/2007 - 03/17/2008
MORGAN STANLEY & CO., INCORPORATED (EL PASO TX)
TX
06/26/2006 - 04/02/2007
MORGAN STANLEY DW INC. (EL PASO TX)
BOTH
Issued 07/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2019
Series 4 - Registered Options Principal Examination
BC
Issued 06/23/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/17/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/19/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 06/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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