Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adrian? Claim Your ProfileAdrian Robert Wendt is a financial advisor with Gar Wood Securities, LLC in Naperville, IL. Adrian Wendt has over 23 years of experience in the financial services industry. Adrian holds FINRA registrations, Series 4, 7, 55, 57TO and Series 63. Adrian Wendt is registered in California, Illinois, New York, and Tennessee. Adrian Wendt was previously registered with CCM Securities, LLC and MF GLOBAL INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
08/28/2015 - Present
GAR Wood Securities, LLC (Naperville IL)
IL
01/03/2011 - 08/27/2015
CCM SECURITIES, LLC (CHICAGO IL)
IL
05/04/1999 - 12/31/2010
MF GLOBAL INC. (CHICAGO IL)
BC
Issued 07/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2002
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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