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Adrian P De armas

Newbridge Securities Corp.

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About Adrian P De armas

Adrian P. De armas is a financial advisor with over 30 years of experience in the industry. Adrian is currently registered with Newbridge Securities Corp. and has held previous positions at Aurora Capital LLC, UBS Financial Services Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Adrian holds Series 7, Series 63, and Series 65 licenses. Adrian is also a registered representative in Florida, New Jersey, New York, Puerto Rico, South Carolina, and Texas.

Firm Information

Adrian De armas is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adrian De armas’s Registration & Firm History

NY

04/01/2019 - Present

Newbridge Securities Corp. (GLEN COVE NY)

NY

05/30/2008 - 06/05/2019

AURORA CAPITAL LLC (Glen Cove NY)

NY

11/21/2001 - 06/09/2008

UBS FINANCIAL SERVICES INC. (MITCHEL FIELD NY)

NY

08/02/1990 - 11/27/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/09/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/15/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 4 public disclosures for Adrian P De armas. Review regulatory record here.
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