Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adrian? Claim Your ProfileAdrian Alquinta is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Adrian is registered with the state of New Hampshire and other states. Adrian has been working in the financial services industry since August 2007. Adrian holds Series 3, 4, 7, 9, 10, 66, and SIE licenses. Adrian also holds a Series 66 license, which allows Adrian to provide investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NH
07/31/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HANOVER NH)
BOTH
Issued 9/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/7/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/15/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 3/23/2010
Series 4 - Registered Options Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/17/2017
Series 3 - National Commodity Futures Examination
BC
Issued 8/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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