Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adrian? Claim Your ProfileAdrian Maldwyn Evans is a financial professional with over 13 years of experience in the securities industry. Adrian has held positions at a number of well-known firms including UBS Financial Services Inc., UBS Securities LLC, Jefferies LLC, KBC Financial Products USA, Inc., and currently, J.P. Morgan Securities LLC. Adrian holds the Series 7, 16, 24, and 87 licenses. Adrian's primary focus is on providing financial planning and portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
01/12/2022 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NJ
08/17/2016 - 03/11/2022
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
08/15/2016 - 09/02/2021
UBS SECURITIES LLC (NEW YORK NY)
NY
05/19/2011 - 06/01/2016
JEFFERIES LLC (NEW YORK NY)
NY
01/14/2008 - 07/01/2010
KBC FINANCIAL PRODUCTS USA, INC. (NEW YORK NY)
BC
Issued 02/19/2008
Series 24 - General Securities Principal Examination
BC
Issued 11/24/2020
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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