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Adrian Lee Sotelo

PNC Investments

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About Adrian Lee Sotelo

Adrian Lee Sotelo is a financial advisor at PNC Investments. Adrian has been in the financial services industry since 2001. Prior to joining PNC Investments, Adrian was a financial advisor at BBVA Securities Inc. Adrian has a Series 7, Series 63, Series 65, and Series 6TO licenses. Adrian's areas of expertise include portfolio management for individuals and businesses. Adrian provides financial planning services to a variety of clients, including individuals, families, businesses, and retirement plans.

Firm Information

Adrian Sotelo is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Adrian Sotelo’s Registration & Firm History

TX

08/18/2021 - Present

PNC Investments (SAN ANTONIO TX)

TX

05/16/2013 - 08/16/2021

BBVA SECURITIES INC. (SAN ANTONIO TX)

TX

04/03/2003 - 05/16/2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC (SAN ANTONIO TX)

IL

11/13/2002 - 05/01/2003

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

MO

04/17/2001 - 09/10/2002

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 01/24/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/19/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Adrian Lee Sotelo. Review regulatory record here.
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