Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adrian? Claim Your ProfileAdrian Guerrero is a registered representative with Fidelity Brokerage Services LLC, a firm with over 75,000 employees, and a large client base in the US. Adrian is registered in 53 states and has been in the industry since April 17, 2016. Adrian has passed several exams including Series 6, Series 7 and the SIE Exam, and has worked with J.P. Morgan Securities LLC in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
03/02/2019 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
CO
11/09/2015 - 05/18/2017
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
06/04/2014 - 10/07/2015
J.P. MORGAN SECURITIES LLC (AURORA CO)
BC
Issued 11/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/03/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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