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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adrian? Claim Your ProfileAdrian Gerardo Corral barrera is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Adrian has been in the industry since 2007 and is registered to provide investment advice in several states. Adrian has experience at several leading financial institutions including J.P. Morgan Securities LLC, UBS Financial Services Inc., Citigroup Global Markets Inc., and CITI PRIVATE ADVISORY, LLC. Adrian specializes in providing portfolio management for individuals and businesses. Adrian holds licenses for Series 65, 66, 7, 9, 10, and 31 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
06/24/2019 - 06/05/2023
CITI PRIVATE ADVISORY, LLC (New York NY)
NY
06/24/2019 - 06/05/2023
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/02/2011 - 06/24/2019
J.P. MORGAN SECURITIES LLC (New York NY)
FL
01/01/2010 - 09/06/2011
UBS FINANCIAL SERVICES INC. (MIAMI FL)
NY
09/07/2007 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
IA
Issued 09/23/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/04/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/08/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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