Unclaimed
Adrian Mays is a financial advisor with UBS Securities LLC. Adrian has been in the industry since December 18, 2012 and has a Series 99 and SIE license. Adrian is also registered with UBS Financial Services Inc., where Adrian is active in both the Broker-Dealer and Investment Advisor space.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/21/2014 - Present
UBS Securities LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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