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Adrian Donna Mays

UBS Securities LLC

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About Adrian Donna Mays

Adrian Mays is a financial advisor with UBS Securities LLC. Adrian has been in the industry since December 18, 2012 and has a Series 99 and SIE license. Adrian is also registered with UBS Financial Services Inc., where Adrian is active in both the Broker-Dealer and Investment Advisor space.

Firm Information

Adrian Mays is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adrian Mays’s Registration & Firm History

NY

05/21/2014 - Present

UBS Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adrian Donna Mays.
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