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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adrian? Claim Your ProfileAdrian Anton Mohorovich is a financial advisor with Ameriprise Financial Services, LLC, working out of the White Plains, NY branch office. Adrian has been working in the financial industry since May 2009. Adrian specializes in financial planning, portfolio management, and pension consulting. Adrian also holds the Series 7, Series 55, Series 56, and Series 66 licenses, as well as the SIE exam. Adrian earned the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/06/2020 - Present
Ameriprise Financial Services, LLC (WHITE PLAINS NY)
NY
07/03/2014 - 05/02/2019
AMERIPRISE FINANCIAL SERVICES, INC. (WHITE PLAINS NY)
NY
02/03/2014 - 02/03/2014
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
NY
12/20/2012 - 01/31/2014
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
CA
06/10/2011 - 08/02/2012
VTRADER PRO, LLC (SAN FRANCISCO CA)
NY
08/08/2000 - 10/23/2003
WORLDCO, L.L.C. (NEW YORK NY)
BOTH
Issued 02/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2011
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 08/21/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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