Unclaimed
Adrian Alberto Ortega is a financial advisor with Wells Fargo Clearing Services, LLC. Adrian is registered with the state of Virginia and is licensed to provide investment advice and brokerage services. Adrian has a Series 63 and 65 licenses and has passed the Series 6TO and SIE exams. Adrian has been in the financial services industry since 2013 and has held positions at Wells Fargo Bank, N.A. and Paychex.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
10/19/2023 - Present
Wells Fargo Clearing Services, LLC (MCLEAN VA)
IA
Issued 10/19/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/14/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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