Unclaimed
Adria Rose Brown is a financial advisor registered with the state of Virginia and Maryland. Adria has been in the financial industry since 2004 and has experience working with Allstate Financial Services, LLC and previously with Wachovia Securities, Inc. and First Union Capital Markets Corp. She holds Series 6, 7, and 63 securities licenses as well as the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
09/16/2009 - Present
Allstate Financial Services, LLC (ARLINGTON VA)
MO
10/01/1999 - 07/09/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
02/02/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
07/02/1997 - 02/02/1998
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 09/18/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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