Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adolio? Claim Your ProfileAdolio Romeo Garcia is a registered representative with Transamerica Capital, Inc. Adolio has been in the financial services industry since June 16, 2020. Prior to joining Transamerica Capital, Inc., Adolio worked at Northwestern Mutual Investment Services, LLC, J.P. Morgan Securities LLC, and NYLIFE Securities LLC. Adolio holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
07/02/2024 - Present
Transamerica Capital, Inc. (CEDAR RAPIDS IA)
TX
01/17/2023 - 11/30/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (McAllen TX)
TX
08/13/2019 - 03/12/2021
J.P. MORGAN SECURITIES LLC (MCALLEN TX)
TX
12/21/2017 - 07/23/2019
NYLIFE SECURITIES LLC (EDINBURG TX)
BC
Issued 10/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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