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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adolfo? Claim Your ProfileAdolfo John Montesa is a financial advisor with over 20 years of experience in the industry. Adolfo has a strong background in securities and investments, having worked with firms such as Ameriprise Financial Services, Inc. and Wells Fargo Advisors, LLC. Adolfo is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. as a registered representative and investment advisor representative. Adolfo provides a variety of financial services to individuals, businesses, and institutions, including portfolio management, financial planning, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
11/17/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HIGH POINT NC)
NC
02/18/2009 - 11/18/2014
WELLS FARGO ADVISORS, LLC (WINSTON SALEM NC)
MI
04/24/2006 - 01/23/2009
HANTZ FINANCIAL SERVICES, INC. (OKEMOS MI)
MI
11/09/2001 - 05/15/2006
AMERIPRISE FINANCIAL SERVICES, INC. (GRAND RAPIDS MI)
MN
11/09/2001 - 05/15/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/15/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/10/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/22/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/30/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2016
Series 31 - Futures Managed Funds Examination
BC
Issued 11/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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