Unclaimed
Aditya Sanjay Bhat is a financial professional with over 7 years of experience in the industry. Aditya is currently registered with Mufg Securities Americas Inc. and is licensed to provide securities related services in all 50 states. Aditya has a strong background in investment banking and has held previous roles with RBC Capital Markets, LLC. Aditya is committed to providing clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/14/2023 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
04/26/2016 - 01/25/2023
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 05/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/26/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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