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Aditya dev Gupta

Jefferies LLC

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About Aditya dev Gupta

Aditya dev Gupta is a registered representative with Jefferies LLC. Aditya dev Gupta has been in the securities industry since July 6, 2015 and holds Series 63, Series 79, and SIE licenses. Aditya dev Gupta is registered with the state of California.

Firm Information

Aditya dev Gupta is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aditya dev Gupta’s Registration & Firm History

CA

07/07/2015 - Present

Jefferies LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 07/11/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aditya dev Gupta.
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