Unclaimed
Aderonke Ayangbesan is a registered representative with HSBC Securities (USA) Inc. Aderonke has been in the securities industry since December 2009. Aderonke has a background in banking and has worked with HSBC Bank USA, N.A. in various roles. Currently, Aderonke is a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc. In this dual role, Aderonke also engages in the sale of bank related products and services. Aderonke holds Series 6, 7TO, 63 and 66 licenses, as well as the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
10/07/2024 - Present
Hsbc Securities (usa) Inc. (NEW HYDE PARK NY)
NY
08/12/2020 - 04/05/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/06/2018 - 07/24/2020
HSBC SECURITIES (USA) INC. (ROCKVILLE CENTRE NY)
NY
07/21/2015 - 11/17/2017
HSBC SECURITIES (USA) INC. (VALLEY STREAM NY)
NY
10/01/2012 - 10/10/2013
J.P. MORGAN SECURITIES LLC (BROOKLYN NY)
NY
10/26/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)
NY
02/03/2009 - 11/11/2009
CITIGROUP GLOBAL MARKETS INC. (BROOKLYN NY)
NY
02/12/2007 - 12/04/2008
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
BOTH
Issued 07/13/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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