Unclaimed
Adena June Cohen is a financial advisor working with Northwestern Mutual Investment Services, LLC. Adena has been in the financial industry since April 1997 and has worked with Northwestern Mutual Investment Services, LLC since February 2002. Adena is registered as an Investment Advisor Representative in Colorado and has an approved Series 6, Series 7, Series 9, Series 10, and Series 66 license. Adena's office is located in Lakewood, CO at 825 Simms St.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
08/11/2005 - Present
Northwestern Mutual Investment Services, LLC (LAKEWOOD CO)
BOTH
Issued 08/10/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/02/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/26/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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