Unclaimed
Adele Virginia Harbick is a financial professional with over 20 years of experience in the industry. Adele is currently registered with Fidelity Brokerage Services LLC. Adele has a broad range of experience, having previously worked with TIAA-CREF Individual & Institutional Services, Inc. and OppenheimerFunds Distributor, Inc. Adele has a strong understanding of the financial markets and is committed to providing her clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/27/2017 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
NY
04/18/1997 - 12/02/2002
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. (NEW YORK NY)
NY
10/13/1995 - 03/11/1997
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 02/03/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/03/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/12/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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