Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adelaide? Claim Your ProfileAdelaide Pund is a financial professional with over 30 years of experience in the industry. Adelaide is currently registered with Principal Securities, Inc. in California and Iowa. Adelaide has held previous roles at several firms including Cetera Financial Specialists LLC, Cetera Investment Services LLC, Cetera Advisors LLC, First Allied Securities, Inc., LPL Financial LLC, Foreside Fund Services, LLC, Quasar Distributors, LLC, First Fund Distributors, Inc., Linsco/Private Ledger Corp., and Scudder Investor Services, Inc. Adelaide holds several licenses and certifications including Series 6, 7, 24, 26, 63, and 65. Adelaide has extensive experience in providing financial planning, portfolio management for individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
12/22/2022 - Present
Principal Securities, Inc. (DES MOINES IA)
CA
04/20/2021 - 12/02/2022
CETERA FINANCIAL SPECIALISTS LLC (SAN DIEGO CA)
MN
04/20/2021 - 12/02/2022
CETERA INVESTMENT SERVICES LLC (ST CLOUD MN)
CA
11/20/2019 - 12/02/2022
CETERA ADVISORS LLC (SAN DIEGO CA)
CA
05/13/2014 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
11/21/2013 - 05/14/2014
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
05/28/2012 - 09/07/2012
FORESIDE FUND SERVICES, LLC (LOS ANGELES CA)
ME
10/04/2001 - 06/07/2010
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
AZ
11/08/1999 - 10/04/2001
FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)
SC
09/15/1995 - 04/06/1998
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
08/02/1990 - 08/31/1995
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
IA
Issued 07/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/27/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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