Unclaimed
Adela Nino has been in the financial industry since 2003. Adela is currently registered with Phx Financial, Inc. and is licensed in 12 states. Adela has previously worked for CEROS FINANCIAL SERVICES, INC., NATIONAL SECURITIES CORPORATION, CITIGROUP GLOBAL MARKETS INC., HSBC SECURITIES (USA) INC. and CHASE INVESTMENT SERVICES CORP..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/09/2023 - Present
PHX Financial, Inc. (NEW YORK NY)
NY
07/20/2022 - 12/05/2023
CEROS FINANCIAL SERVICES, INC. (New York NY)
NY
01/28/2014 - 07/22/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
01/15/2010 - 02/09/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/29/2006 - 09/21/2009
HSBC SECURITIES (USA) INC. (NEW YORK NY)
IL
04/17/2001 - 05/17/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BC
Issued 10/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2003
Series 7 - General Securities Representative Examination
BC
Issued 04/16/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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