Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adel? Claim Your ProfileAdel Wahba is an investment advisor representative with Cetera Investment Advisers LLC. Adel has been in the financial industry since 1993. Adel is registered with the state of California and Texas. Adel has a variety of designations and certifications including Series 7, 63, 66, 24, 99TO, and SIE. Adel has worked with several financial institutions in the past including First Allied Securities, Inc., EquiTrade Securities Corporation, A. G. Edwards & Sons, Inc., BridgeCorp Securities, NationsSecurities, Dean Witter Reynolds Inc., Pruco Securities Corporation, The Prudential Insurance Company of America, and Baraban Securities, Inc.. Adel is currently a sole proprietor of AW Wealth Advisory.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
11/12/2021 - Present
Cetera Investment Advisers LLC (IRVINE CA)
CA
05/16/2001 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (IRVINE CA)
CA
08/18/2000 - 10/30/2000
EQUITRADE SECURITIES CORPORATION (LAKE FOREST CA)
MO
04/10/1996 - 05/01/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
CA
06/07/1995 - 04/15/1996
BRIDGECORP SECURITIES (IRVINE CA)
NA
07/12/1993 - 09/13/1994
NATIONSSECURITIES
NY
05/11/1990 - 07/12/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
01/24/1989 - 04/19/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/24/1989 - 04/19/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
CA
08/03/1988 - 01/02/1989
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BOTH
Issued 10/18/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/9/2004
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Adel Wahba is the right advisor for you? Invested Better is here to help.
