Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Addison? Claim Your ProfileAddison Michael Sherman is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Addison has over 38 years of experience in the financial services industry. Prior to joining Merrill Lynch, Addison was employed at MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., EVEREN SECURITIES, INC., and PRESCOTT, BALL & TURBEN, INC.. Addison holds FINRA Series 7, 31, 63, 65, and 66 licenses and is registered to provide securities and investment advisory services in 30 states and the District of Columbia. Addison provides financial advisory services for individuals, businesses, corporations, pension and profit-sharing plans, charitable organizations, insurance companies, and state or municipal government entities. Addison has a specialization in portfolio management for individuals and businesses and provides advisory services for other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/12/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DELRAY BEACH FL)
NY
06/01/2009 - 07/24/2013
MORGAN STANLEY (MOUNT KISCO NY)
NY
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MOUNT KISCO NY)
NY
02/10/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
MO
09/04/1990 - 02/26/1993
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
07/26/1984 - 09/04/1990
PRESCOTT, BALL & TURBEN, INC.
BOTH
Issued 03/05/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/02/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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