Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Addie? Claim Your ProfileAddie Chan is a financial advisor at Wells Fargo Clearing Services, LLC with over 23 years of experience in the industry. Addie has been registered with FINRA since 1997 and is a licensed investment advisor representative in California and Texas. Addie has a wide range of experience in providing financial planning, investment consulting services, and portfolio management services to individuals, businesses, and institutions. Addie is also a co-trustee for her parents’ trust and a member of the investment committee for San Mateo College. Addie is committed to providing her clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/11/2020 - Present
Wells Fargo Clearing Services, LLC (PALO ALTO CA)
CA
06/01/2009 - 09/27/2013
MORGAN STANLEY (SAN MATEO CA)
CA
08/09/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN MATEO CA)
NY
12/18/2002 - 08/13/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
08/13/2002 - 11/26/2002
AMERICAL SECURITIES, INC. (SAN FRANCISCO CA)
TX
01/12/1998 - 11/24/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 08/26/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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