Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Shah is a financial advisor with Principal Securities, Inc. Adam has been in the financial services industry since 2008 and has experience working with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Adam holds the Series 7, Series 66, and Series 87 securities licenses and is also a Chartered Financial Analyst (CFA). Adam specializes in financial planning, pension consulting, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
05/23/2023 - Present
Principal Securities, Inc. (DES MOINES IA)
MO
08/13/2014 - 05/03/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
10/05/2011 - 05/03/2018
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
IL
12/10/2008 - 10/05/2010
NATIONAL SECURITIES CORPORATION (OAKBROOK TERRACE IL)
BOTH
Issued 01/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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