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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam William De stefano is an investment professional with over 20 years of experience in the financial services industry. Adam is currently registered with Morgan Stanley and has held previous positions with MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC., LEHMAN BROTHERS INC., and TIR SECURITIES, INC.. Adam has a broad range of experience in the financial services industry including asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, portfolio management for individuals, and portfolio management for investment companies. Adam holds Series 63, Series 7 and SIE licenses and is currently registered in 37 states for both Broker-Dealer and Investment Advisor activities. Adam is based in New York, NY, where he works with a wide range of clients, including individuals, families, businesses, and institutions. Adam's clients benefit from his extensive experience and knowledge of the financial markets, as well as his commitment to providing personalized and comprehensive financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/15/2010 - Present
Morgan Stanley (New York NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
09/10/2004 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NY
07/16/1999 - 09/21/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
04/05/1999 - 06/07/1999
TIR SECURITIES, INC. (JERSEY CITY NJ)
BC
Issued 12/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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