Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Graves is a financial advisor with over 10 years of experience in the industry. Adam is currently registered with LPL Financial LLC in New York. Adam has been with LPL Financial LLC since December 2021 and previously worked with MBSC Securities Corporation, Columbia Management Investment Distributors, Inc., Manning & Napier Investor Services, Inc., Sun Life Financial Distributors, Inc., and Edward Jones. Adam holds the Series 7, Series 26, Series 63, and Series 66 licenses. Adam offers financial planning, investment management, and consulting services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/23/2022 - Present
LPL Financial LLC (SAN DIEGO CA)
NY
04/15/2015 - 03/20/2017
MBSC SECURITIES CORPORATION (NEW YORK NY)
MA
05/12/2011 - 05/20/2013
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
NY
01/07/2011 - 05/13/2011
MANNING & NAPIER INVESTOR SERVICES, INC. (FAIRPORT NY)
MA
01/08/2007 - 11/19/2010
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (BOSTON MA)
NY
09/12/2006 - 11/16/2006
EDWARD JONES (MENDON NY)
BOTH
Issued 01/20/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/20/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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