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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Wade Allen is a financial advisor with Raymond James Financial Services Advisors, Inc. Adam has been in the securities industry since 2001. Adam is registered with the state of Indiana, and has passed several exams including Series 7, Series 24 and Series 66. Adam has worked with a number of firms over the years, including Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc. and First Financial Bank. Adam specializes in providing financial planning, portfolio management for individuals and businesses, and educational seminars. Adam's firm, Raymond James Financial Services Advisors, Inc., is a large firm with a wide range of services and a strong focus on client satisfaction.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IN
02/16/2012 - Present
Raymond James Financial Services Advisors, Inc. (GREENWOOD IN)
IN
01/01/2008 - 06/22/2009
WELLS FARGO ADVISORS, LLC (GREENWOOD IN)
IN
03/13/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (GREENWOOD IN)
BOTH
Issued 04/16/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/05/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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