Unclaimed
Adam Parker is a financial professional with over 17 years of experience in the financial services industry. Adam is currently registered with Fidelity Brokerage Services LLC. Previously, Adam was registered with NATIONAL FINANCIAL SERVICES LLC. Adam holds the Series 7, Series 9, Series 10, Series 63, and SIE licenses. Adam's professional experience and credentials demonstrate a commitment to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
07/06/2005 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
08/06/2012 - 07/02/2013
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
BC
Issued 07/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/01/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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