Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Vincent is a financial advisor with Fidelity Brokerage Services LLC, located in Smithfield, RI. Adam has been in the industry since 2014 and is licensed to sell securities in Rhode Island. Adam has passed the Series 63, Series 7, and Series 24 exams. Adam has previously worked with National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
05/25/2018 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
05/28/2013 - 01/20/2017
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
08/10/2012 - 04/24/2013
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
BC
Issued 05/17/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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