Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Feldman is a financial advisor with over 20 years of experience in the industry. Adam has held several positions at different firms including Morgan Keegan & Company, Inc., AMSOUTH INVESTMENT SERVICES, INC., PRUCO SECURITIES CORPORATION, and AXA ADVISORS, LLC, prior to joining Charles Schwab & CO., Inc. in 2011. Adam is licensed in California and Florida and holds FINRA Series 7, 9, 10, 63 and 66 registrations. Adam provides financial planning services, including portfolio management for individuals and businesses. Adam is also a wrap fee program sponsor and financial planning advisor referral program.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
12/01/2011 - Present
Charles Schwab & CO., Inc. (Orlando FL)
NY
06/16/2011 - 07/13/2011
AXA ADVISORS, LLC (NEW YORK NY)
TN
02/13/2007 - 09/06/2007
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
FL
09/17/2003 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (ORLANDO FL)
NJ
01/23/2003 - 05/27/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
TX
11/03/1999 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 02/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/26/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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