Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Topalian is a financial advisor with over 39 years of experience in the financial services industry. Adam is currently registered with Stifel, Nicolaus & Company, Inc. and Stifel Capital Management, LLC and is licensed to conduct business in 52 states and the District of Columbia. Adam has extensive experience providing a range of services to individuals, businesses, and institutional clients, including financial planning, portfolio management, and investment advisory services. Adam holds a Series 3, 7, 16, 24, 50, 52, 53, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/04/2015 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
11/01/2013 - 12/04/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/22/2008 - 10/15/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/21/2005 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/19/2004 - 08/05/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
03/14/1994 - 01/13/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
06/13/1994 - 07/03/1997
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
NY
04/03/1985 - 03/23/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NA
03/22/1983 - 12/14/1984
SAMUEL A. RAMIREZ & CO., INC.
BOTH
Issued 05/31/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/12/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/02/2004
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 04/24/1996
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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