Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Vengrow is a financial advisor with Stifel, Nicolaus & Company, Inc. Adam has been working in the financial services industry since 1995. Adam has a wide range of experience in the financial services industry. Adam specializes in providing financial planning, investment advisory, and other services to a wide range of clients, including individuals, corporations, and charitable organizations. Adam is a registered representative and investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/21/2018 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
02/02/2009 - 05/14/2018
CANTOR FITZGERALD & CO. (NEW YORK NY)
CT
11/02/2000 - 02/11/2009
UBS SECURITIES LLC (STAMFORD CT)
NJ
11/05/1997 - 01/12/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/10/1996 - 12/05/1997
MITCHELL HUTCHINS ASSET MANAGEMENT INC. (NEW YORK NY)
NJ
09/20/1995 - 09/11/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 08/01/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1996
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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