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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Sherman is a financial advisor with over 35 years of experience in the financial services industry. Adam currently works at Hornor, Townsend & Kent, LLC and has been registered with FINRA since 1985. Adam is a Certified Financial Planner and a Chartered Financial Consultant. He holds the Series 6, 7, 26, 63, and 65 licenses. In addition to his experience with Hornor, Townsend & Kent, LLC Adam has also held positions at MetLife Securities, Inc., AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
PA
07/22/2016 - Present
Hornor, Townsend & Kent, LLC (CONSHOHOCKEN PA)
PA
02/04/2011 - 07/01/2016
METLIFE SECURITIES, INC (PHILADELPHIA PA)
PA
12/10/1985 - 02/10/2011
AXA ADVISORS, LLC (PHILADELPHIA PA)
NY
12/10/1985 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 03/09/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/11/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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